I was born
1933 in Winterthur, Switzerland, where our ancestors resided at least since the
15th century. We lived in a home built in 1898 by my grandfather, a merchant.
My father, Robert Ernst, was teaching as an architect at the technical high school
of our city. I had the great luck to grow up, together with two sisters, in a
town that combined in a unique way artistic and industrious activities. Invaluable
art collections and a small but first rank symphony orchestra carry the fame of
Winterthur far across the borders of Switzerland. On the other hand, industries
producing heavy machinery, like Diesel motors and railway engines, provided the
commercial basis of prosperity.
I soon became interested in both
sides. Playing the violoncello brought me into numerous chamber and church music
ensembles, and stimulated my interest in musical composition that I tried extensively
while in high school. At the age of 13, I found in the attic a case filled with
chemicals, remainders of an uncle who died in 1923 and was, as a metallurgical
engineer, interested in chemistry and photography. I became almost immediately
fascinated by the possibilities of trying out all conceivable reactions with them,
some leading to explosions, others to unbearable poisoning of the air in our house,
frightening my parents. However, I survived and started to read all chemistry
books that I could get a hand on, first some 19th century books from our home
library that did not provide much reliable information, and then I emptied the
rather extensive city library. Soon, I knew that I would become a chemist, rather
than a composer. I wanted to understand the secrets behind my chemical experiments
and behind the processes in nature.
Thus,
after finishing high school, I started with high expectations and enthusiasm to
study chemistry at the famous Swiss Federal Institute of Technology in Zurich
(ETH-Z). I was rapidly disappointed by the state of chemistry in the early fifties
as it was taught at ETH-Z; we students had to memorize incountable facts that
even the professors did not understand. A good memory not impeccable logic was
on demand. The physical chemistry lectures did not reveal much insight either,
they were limited just to classical thermodynamics. Thus, I had to continue, similar
as in high school, to gain some decent chemical knowledge by reading. A book from
which I learned a lot at that time was "Theoretical Chemistry" by S. Glasstone.
It revealed to me the fundamentals of quantum mechanics, spectroscopy, statistical
mechanics, and statistical thermodynamics, subjects that were never even mentioned
in lectures, except in a voluntary and very excellent lecture course given by
the young enthusiastic Professor Hans H.Günthard who had studied chemistry
and physics in parallel.
It was clear to me, after my diploma as
a "Diplomierter Ingenieur Chemiker" and some extensive military service, I had
to start a PhD thesis in the laboratory of Professor Günthard. Fortunately,
he accepted me and associated me with a young most brilliant scientist Hans Primas,
who never went through any formal studies but nevertheless acquired rapidly whatever
he needed for his work that was then concerned with high resolution nuclear magnetic
resonance (NMR), a field in its infancy at that time. Much of his and also my
time was spent on designing and building advanced electronic equipment for improved
NMR spectrometers. In parallel, we developed the theoretical background for the
experiments we had in mind as well as for the optimum performance of the instruments.
Signal-to-noise ratio calculations and optimizations were daily routine as NMR
suffers from a disappointingly low sensitivity that severely limits its applications.
Hans Primas developed and analyzed field modulation techniques, constructed a
field frequency lock system, and contributed a new design of shaped pole caps
for the electromagnet that was supposed to deliver an extremely homogeneous magnetic
field. These developments led to two types of spectrometers that were adopted
by Trüb-Täuber, a Swiss electronics company, and sold all over Europe.
Later in 1965, Trüb-Täuber was dissolved, and the NMR spectroscopy section
led to the foundation of Spectrospin AG that is, together with Bruker Analytische
Messtechnik, nowadays the world leading producer of NMR spectrometers.
My own work dealt with the construction of high sensitivity radio frequency preamplifiers
and in particular high sensitivity probe assemblies, initially for a 25 MHz, later
for a 75 MHz proton resonance spectrometer. On the theoretical side, I was concerned
with stochastic resonance. The goal set by Hans Primas was the usage of random
noise for the excitation of nuclear magnetic resonance, following the famous concepts
of Norbert Wiener for the stochastic testing of non-linear systems. The theoretical
treatment was based on a Volterra functional expansion using orthogonal stochastic
polynomials. I tried in particular to design a scheme of homonuclear broadband
decoupling to simplify proton resonance spectra. By applying a stochastic sequence
with a shaped power spectral density that has a hole at the observation frequency,
all extraneous protons should be decoupled without perturbing the observed proton
spin. The theoretical diffculties were mainly concerned with the computation of
the response to nonwhite noise. Experiments were not attempted at that time, we
did not believe in the usefulness of the concept anyway, and I finished my thesis
in 1962 with a feeling like an artist balancing on a high rope without any interested
spectators.
I thus decided to leave the university forever and tried
to find an industrial job in the United States. Among numerous offers, I decided
for Varian Associates in Palo Alto where famous scientists, like Weston A. Anderson,
Ray Freeman, Jim Hyde, Martin Packard, and Harry Weaver, were working
along
similar lines as we in Zürich but with a clear commercial goal in mind. This
attracted my interest, hoping to find some motivation for my own work. And indeed,
I was extremely lucky. Weston Anderson was on his way to invent Fourier transform
spectroscopy in order to improve the sensitivity of NMR by parallel data acquisition.
After his involvement in the development of a cute mechanical device, the "wheel
of fortune", to generate and detect several frequencies in parallel, he proposed
to me in 1964 to try a pulse excitation experiment that indeed led to Fourier
transform (FT) NMR as we know it today. The first successful experiments were
done in summer 1964 while Weston Anderson was abroad on an extensive business
trip. In this work I could take advantage in an optimum way of my knowledge in
system theory gained during my studies with Primas and Günthard. The response
to our invention was however meager. The paper that described our achievements
was rejected twice by the Journal of Chemical Physics to be finally accepted and
published in the Review of Scientific Instruments. Varian also resisted to build
a spectrometer that incorporated the novel Fourier transform concept. It took
many years before in the competitive company Bruker Analytische Messtechnik Tony
Keller and his coworkers demonstrated in 1969 for the first time a commercial
FT NMR spectrometer to the great amazement of Varian that had the patent rights
on the invention.
Still at Varian, I was further extending my earlier
work on stochastic resonance with the introduction of heteronuclear broadband
decoupling by noise irradiation, the "noise decoupling" that led to a rapid development
in carbon-13 spectroscopy. It has been replaced later by the much more effcient
multiple pulse schemes of Malcolm H. Levitt and Ray Freeman using composite pulses.
Of major importance for the success of more advanced experiments and measurement
techniques in NMR was the availability of small laboratory computers that could
be hooked up directly to the spectrometer. During my last years at Varian (1966-68),
we developed numerous computer applications in spectroscopy for automated experiments
and improved data processing.
In 1968 I returned, after an extensive
trip through Asia, to Switzerland. A brief visit to Nepal started my insatiable
love for Asian art. My main interest is directed towards Tibetan scroll paintings,
the so-called thangkas, a unique and most exciting form of religious art with
its own strict rules and nevertheless incorporating an incredible exuberance of
creativity.
Back in Switzerland, I had a chance to take over the
lead of the NMR research group at the Laboratorium für Physikalische Chemie
of ETH-Z after Professor Primas turned his interests more towards theoretical
chemistry. Despite an initial lack of suitable instrumentation, I continued to
work on methodological improvements of time-domain NMR with repetitive pulse experiments
and Fourier double resonance. In addition, we performed the first pulsed time-domain
chemically-induced dynamic nuclear polarization (CIDNP) experiments. We developed
at that time also stochastic resonance as an alternative to pulse FT spectroscopy
employing binary pseudo-random noise sequences for broadband excitation, correlating
input and output noise. Similar work was done simultaneously by Prof. Reinhold
Kaiser at the University of New Brunswick.
The next fortunate event
occurred in 1971 when my first graduate student, Thomas Baumann, visited the Ampere
Summer School in Basko Polje, Yugoslavia, where Professor Jean Jeener proposed
a simple two-pulse sequence that produces, after two-dimensional Fourier transformation,
a two-dimensional (2D) spectrum. In the course of time, we recognized the importance
and universality of his proposal. In my group, Enrico Bartholdi performed at first
some analytical calculations to explore the features of 2D experiments. Finally
in the summer of 1974, we tried our first experiments in desperate need of results
to be presented at the VIth International Conference on Magnetic Resonance in
Biological Systems, Kandersteg, 1974.
At the same time, it occurred
to me that the 2D spectroscopy principle could also be applied to NMR imaging,
previously proposed by Paul Lauterbur. This led then to the invention of Fourier
imaging on which the at present most frequently used spin-warp imaging technique
relies. First experiments were done by Anil Kumar and Dieter Welti.
From then on, the development of multi-dimensional spectroscopy went very fast,
inside and outside of our research group. Prof. John S. Waugh extended it for
applications to solid state resonance, and the research group of Prof. Ray Freeman,
particularly Geoffrey Bodenhausen, contributed some of the first heteronuclear
experiments. We started 1976 an intense collaboration, lasting for 10 years, with
Professor Kurt Wüthrich of ETH-Z to develop applications of 2D spectroscopy
in molecular biology. He and his research group have been responsible for most
essential innovations that enabled the determination of the three-dimensional
structure of biomolecules in solution.
During the following years,
a large number of ingenious coworkers, in particular Geoffrey Bodenhausen, Lukas
Braunschweiler, Christian Griesinger, Anil Kumar, Malcolm H. Levitt, Slobodan
Macura, Luciano Müller, Ole W. Sørensen, and Alexander Wokaun, contributed
numerous modifications of the basic 2D spectroscopy concept, such as relay-type
coherence transfer, multiple quantum filtering, multiple quantum spectroscopy,
total correlation spectroscopy, exclusive correlation spectroscopy, accordion
spectroscopy, spy experiments, three-dimensional spectroscopy, and many more.
In parallel, numerous other research groups contributed an even larger number
of innovative methods.
Besides these activities in high resolution
NMR, we always had a research program in solid state NMR going aiming at methodological
developments, such as improved 2D spectroscopy techniques and spin diffusion,
and applications to particular systems such as one-dimensional organic conductors,
polymer blends, and dynamics in hydrogen-bonded carboxylic acids in collaboration
with Thomas Baumann, Pablo Caravatti, Federico Graf, Max Linder, Beat H.Meier,
Rolf Meyer, Thierry Schaffhauser, Armin Stöckli, and Dieter Suter.
More recently, I had also the pleasure to closely collaborate with Prof.
Arthur Schweiger, an extremely innovative EPR spectroscopist, in the development
of pulsed EPR and ENDOR techniques. This turned out to be a specially challenging
field due to the inherent experimental diffficulties and the many ways to overcome
the problems.
In recent years, more and more of my time has become
absorbed by administrative work for the research council of ETH-Z of which I am
presently the president. I recognized that teaching and research institutions
vitally depend on the involvement of active scientists also in management functions.
Looking back, I realize that I have been favored extraordinarily by external
circumstances, the proper place at the proper time in terms of my PhD thesis,
my first employment in the USA, hearing about Jean Jeener's idea, and in particular
having had incredibly brilliant coworkers. At last, I am extremely grateful for
the encouragement and for the occasional readjustment of my standards of value
by my wife Magdalena who stayed with me so far for more than 28 years despite
all the problems of being married to a selfish work-addict with an unpredictable
temper. Magdalena has, without much input from my side, educated our three children:
Anna Magdalena (kindergarden teacher), Katharina Elisabeth (elementary school
teacher), and Hans-Martin Walter (still in high school). I am not surprised that
they show no intention to follow in my footsteps, although if I had a second chance
myself, I would certainly try to repeat my present career.
From Les Prix Nobel. The Nobel Prizes 1991, Editor Tore Frängsmyr, [Nobel Foundation], Stockholm, 1992
This autobiography/biography was written at the time of the award and later published in the book series Les Prix Nobel/Nobel Lectures. The information is sometimes updated with an addendum submitted by the Laureate. To cite this document, always state the source as shown above.
Richard R. Ernst's speech at the Nobel Banquet, December 10, 1991
Your Majesties, Your Royal
Highnesses, Ladies and Gentlemen,
It is indeed a great moment for
me to stand where I am standing to express my deep gratitude to the Nobel Foundation
for this extraordinary honor. Obviously, most of the glory should fall on those
standing behind me, my teachers, my colleagues, my coworkers, my school, my 700
years old country, those whom I represent here as their scientific spokesman.
The presence of all the former Nobel Laureates gives me a feeling of being carried
by a swarm of wild geese, some real high fliers, like in Nils Holgersson, and
I am afraid of falling down.
Science prizes have a tendency to distort science history. Individuals are singled out and glorified that should rather be seen embedded in the context of the historic development. Much luck and coincidence is needed to be successful and be selected. Prizes can hardly do justice to those brave men and women who devote, in an unselfish way, all their efforts and energy towards a goal that is finally reached by others.
True, science prizes are extremely important for maintaining the esteem of science, to motivate young people to follow the footsteps of scientists who provide the foundation of our society, who show ways how to solve the problems into which mankind seems to be running, especially if we allow for further unlimited growth of the most destructive but also most remarkable living species on earth. Scientific endeavours with their positive and negative aspects are an integral part of humanity. We are forced to live with them whether we want or not and try to make the best out of it. But, we have also to accept the concerns of those who rather see the threatening aspects of science, that merely put into evidence the threatening side of the human nature.
I am one of the very fortunate scientists who have achieved what many claim to be the ultimate form of recognition or even the ultimate form of happiness in this exuberant, splendid, almost unearthly setting. However, I think more important is the responsibility that is being loaded on the shoulders of the laureates who are supposed to suddenly behave like unfailing sages although they might have been just work addicts in the past. The disproportionate importance that is attributed to the Nobel Prize is reflected also in disproportionate expectations from the public. Recently, I got a set of letters, written by school children from Bedford, Massachusetts, one of them begging me to work hard towards an artificial ozone layer to protect life on earth. I hope that I can live up to a few of these very high expectations and I ask you already now for indulgence in your future judgments. With this hope, I would like to close and to thank you for your very kind attention.
From Les Prix Nobel. The Nobel Prizes 1991, Editor Tore Frängsmyr, [Nobel Foundation], Stockholm, 1992
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